at purchase price

on a mark-to-market basis

at par

at book value

LIFO Method

average cost method

FIFO method

Any one of the above

lower than 93% of the NAV

lower than 93% of the Sale price

both (a) and (b)

None of the above

At purchase price

On a mark-to-market basis

At par

At book value

Rs. 6 Cr

Rs. 20.50 Cr

Rs. 23.25 Cr

As per actual expense

Rs. 2.25 crore

Rs. 2.00 crore

Rs. 2.50 crore

Rs. 3.00 crore

Dividends are tax free in the hands of investors

Debt mutual funds have to pay dividend distribution tax

Dividends can be paid out of unrealized profits of the mutual funds

Equity mutual funds do not have to pay dividend distribution tax

Rs.10 Crores

2.25% of NAV

6% of the amount mobilized during NFO

unlimited

interest warrant bounces twice

the issuer refuses to repay interest

if the interest/installment becomes overdue for a period of 180 days

if the interest/installment becomes overdue for a period of one quarter

the average price of the share in NSE

the lowest price of the day in BSE

cost price or current market price whichever is lower

the last traded price in the stock exchange where the security is principally traded

Accrual of income 0 NPA has to be stopped

Income accrued but not received on the asset classified as NP A has to be provided

NAV has to be reduced by 1%

Provision has to be made for the principal due, in a graded manner

has not been traded for 60 days prior to valuation

has not been traded for 30 days prior to valuation

is not listed on any stock exchange

is held by the mutual fund without buying or selling

to invest a fixed amount at regular intervals

to withdraw a fixed amount at regular intervals

to save tax

to get compound returns

account balance should not fall below the minimum capital required

checks issued must be for at least the minimum amount specified

number of checks per month must not exceed a specified number

both a and b above

The plan allows for automatic reinvestment of all income and capital gains

Automatic reinvestment allows for accumulation of additional units of the fund

The major benefit of automatic reinvestment is compounding

Its benefit is often lost on account of the heavy load charge on the reinvestment

Unit certificates

An account statement

A pass book

None of the above

SIP does not give the benefit of rupee cost averaging

STP in one scheme can be effectively used to get the benefit of SIP in another scheme

SIP tells an investor when to invest and when to exit from a scheme

All are false

no load is charged

only entry load is charged in the new scheme

only exit load is charged in the old scheme

depends on AMC

Preference shares

Equity warrants

Ordinary debentures

Convertible debentures

transfer amount from one mutual fund to another mutual fund at regular intervals

transfer amount from one scheme to another with in the same mutual fund

transfer amount from one scheme to his bank account

transfer dividends of one scheme to another

investor can start investments with amounts as low as Rs. 500 or Rs. 1000 per month

investor gets into the habbit of investing

investor reaps the benefits of Rupee cost averaging

All of the above

2

3

4

unlimited

Nominee

E-mail Address

Bank Account

PAN

if the investor has PAN

if the investment is Rs. 1 lac or more

if the investment is Rs. 50000 or more

if the investor is liable to pay tax in that year

nominee

last holder

first holder

as per the request of all the holders