Securities exchange board of India (sebi) - class-XI
Description: securities exchange board of India (sebi) | |
Number of Questions: 73 | |
Created by: Blackmamba | |
Tags: capital market financial markets business organisation securities exchange board of india (sebi) stock exchange commerce financial management business studies financial market |
NSE commenced futures trading in the year.
The settlement cycle in NSE is?
Clearing and settlement operations of NSC is carried out by.
National Stock Exchange of India was recognised as stock exchange in the year.
To be listed on NSEI, the minimum capital requirements for a company.
Investors can sell their mutual funds whenever they want.
The fund manager always invests in more than one asset class (equities, debts, money market instruments etc.) to spread the risks. It is called ______.
The OTCEI is a company incorporated under the Companies Act 1956.
The on-line trading system of BSE is known as _____.
OTCEI is advantageous to the company because it _____.
The identity of members is trading in NSE is withheld by the National stock exchange. Identify the advantage stated.
Which of the following is/are advantage(s) of OTC Market?
Which of the following is true about OTCEI?
______ segment provides a trading platform for a wide range of fixed income securities that include central government securities.
NSE ensures equal access for investors all over the country with the help of appropriate communication network.
NSE launched the capital market segment in _______.
In NSE, the trading rights are with the ______ who offer their services to the investors.
The NSEI was established by ______.
_______ segment of NSE provides an efficient and transparent platform for trading in equity.
Meeting international benchmarks and standards is one of the objectives of NSE.
Expense ratio is the fee for managing fund.
NSE is managed by professionals, who do not directly or indirectly trade on the exchange.
NSE launched the futures and options segment in ____ for various derivative instruments.
Participants of OTC include _____.
OTC Exchange of India was incorporated in ____.
The OTC Exchange will not list and trade in companies listed on any other exchange.
A simple way to make a diversified investment is investing in _______.
______ is a collective investment that pools together the money of a large number of investors to purchase a number of securities like stocks, bonds etc.
Which of the following is/are the demerits of OTCEI?
Identify the promoter(s) of OTCEI from the following.
BSE is the second in the world to receive Information Security Management System Standard BS 7799-2-2002 certification for its On-Line trading System (BOLT).
OTCEI offers computerized screen-based trading ________________.
Before BOLT was introduced in 1995, people used to trade standing in the trading ring.
Which of the following paved way to the establishment of SEBI?
BSE also provides depository services through its _______ arm.
Which of the following is the basic function of stock exchange?
SEBI was to function under the overall administrative control of the _______ of the Government of India.
The Securities and Exchange Board of India was established by the Government of India _____.
Identify the development function of SEBI.
BSE provides a host of services to capital market participants including ________.
The strategic objective of Bombay stock exchange are __________.
BSE also has a platform for trading in equities of small-and-medium enterprises (SME).
The fully automated screen based trading system that it runs is called _______.
NSE employs a _______ mechanism where each trading day is considered as a trading period.
Which of the following is/are true about NSE?
The settlement cycle at NSE has been reduced from T+3 to T+2.
Identify the function(s) of NSE from the following.
NSE provides trading across sectors viz ______.
The International Securities Consultancy (ISC) of Hong Kong has helped in setting up of the NSE.
The SEBI was given a statutory status in the year _______.
SEBI has stopped the practice of making a preferential allotment of shares unrelated to market prices.
Which of the following is/are the development function(s) of SEBI?
BSE (Bombay Stock Exchange) is located on ______ street in Mumbai.
Direct supervision over depositories and mutual funds is undertaken by _______.
The powers of controller of capital issues of India is now shifted to _______.
The Securities and Exchange Board of India is not entrusted with which of the following functions?
Securities Exchange Board of India (SEBI) was established in __________.
The ________ market is also known as the stock market or stock exchange, which is the market for the purchase and sale of existing securities.
Which of the following objectives states the key role of SEBI in economic development of the country?
Which of the following is a regulatory function of SEBI?
Appointment of independent directors is the part of Corporate Governance as per the ________.
The value of a share printed on the share certificate is called _______.
The objectives of the two advisory Committees formed by SEBI are _________.
_______ means the admission of securities of a company to trading on a stock exchange.
What are the objectives of Listing?
To get listed in a stock exchange, the company should have issued for public subscription at least the minimum prescribed percentage of its share capital (49 percent).
When the prices fall and bulls have to sell at a loss, then it is called _____.
A _____ is a member of the stock exchange but he buys and sells securities on his behalf.
A ________ is a speculator who applies for new securities with the expectation that prices will rise by the tie of allotment.
A company which desires to list its securities in a stock exchange, should offer at least _____ percent of its issued capital for public subscription.
Investors are expected to open ____ with Depository Participants and deposit their share certificates for the purpose of converting them to the electronic format.
_________ is the process by which electronic shares of an investor are converted to physical certificates in the investor's account.
Match the following List-I with List-II:
List-I(Name of Securities) | List-II(Type of securities) |
---|---|
(a) Bonds of Land Development Banks | 1. Semi-Government Securities |
(b) Treasury Bills | 2. First Order Securities |
(c) Shares of Public Ltd. Co. | 3. Personal Securities |