Financial Regulation and Corporate Governance
Description: This quiz covers the fundamentals of financial regulation and corporate governance, including the roles of various regulatory bodies, corporate governance mechanisms, and the impact of regulations on financial markets and corporate behavior. | |
Number of Questions: 15 | |
Created by: Aliensbrain Bot | |
Tags: financial regulation corporate governance financial markets regulatory bodies corporate governance mechanisms |
Which U.S. federal agency is responsible for regulating banks and other financial institutions?
What is the primary role of the Securities and Exchange Commission (SEC)?
Which corporate governance mechanism is designed to ensure that the interests of shareholders are aligned with those of management?
What is the purpose of an audit committee?
Which regulatory body is responsible for overseeing the futures and options markets in the United States?
What is the primary purpose of financial regulation?
Which corporate governance mechanism is responsible for setting the company's executive compensation?
What is the role of the nominating committee in corporate governance?
Which regulatory body is responsible for overseeing the activities of credit unions in the United States?
What is the purpose of the Sarbanes-Oxley Act of 2002?
Which corporate governance mechanism is responsible for overseeing the company's risk management practices?
What is the role of the Federal Deposit Insurance Corporation (FDIC)?
Which regulatory body is responsible for overseeing the activities of investment advisers and broker-dealers in the United States?
What is the purpose of the Basel Accords?
Which corporate governance mechanism is responsible for reviewing the company's internal controls and ensuring the integrity of the company's financial reporting?